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NYSE Arca
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361	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 10, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-11 09:37:42 United States Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Financial Industry Regulatory Authority New York Stock Exchange General Securities Representative Exam Securities Act United States securities law Financial regulation Economy of the United States
362	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-10 08:29:31 Financial services Collective investment schemes Institutional investors Exchange-traded fund Mutual fund Net asset value Money market fund Security NYSE Arca Financial economics Investment Funds
363	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 11, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change to List and Trade Shares o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-12 09:11:23 Funds Financial services Collective investment schemes Financial markets Exchange-traded fund Closed-end fund Money market fund Futures contract Securities market Financial economics Investment Finance
364	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 1, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 17:13:20 Self-regulatory organizations Financial economics Investment New York Stock Exchange NYSE Arca NYSE Euronext Market maker Order Pacific Exchange Economy of the United States Financial markets Stock market
365	25 of 172 EXHIBIT 5A All text is deleted [AMENDED AND RESTATED TRUST AGREEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-17 07:56:28 United States securities law Economy of the United States Financial economics Investment Stock market Euronext NYSE Arca New York Stock Exchange Securities Exchange Act NYSE Euronext 73rd United States Congress United States Securities and Exchange Commission
366	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]October 1, 2014 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 33 to the Joint Self-Regulatory Organization Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 17:14:28 Mobile technology Technology SMS Text messaging Securities Exchange Act Financial Industry Regulatory Authority NYSE Arca NASDAQ Stock market Self-regulatory organizations United States securities law Economy of the United States
367	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]September 5, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-08 07:43:45 Economy of the United States New York Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization United States Financial system Chicago Stock Exchange NYSE Arca United States securities law United States Securities and Exchange Commission Financial regulation
368	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]October 16, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change in Connection with the Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-17 07:56:14 New York City Euronext New York Stock Exchange NYSE Arca IntercontinentalExchange Securities Exchange Act NYSE Euronext Stock market Economy of the United States
369	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 11, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-12 09:12:08 Financial services Financial markets Funds Collective investment schemes Exchange-traded fund Futures contract Mutual fund Stock market Derivative Financial economics Investment Finance
370	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]September 11, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-12 09:15:02 Business NYSE Arca Stock market New York Stock Exchange Short Financial markets Financial economics Finance

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